FINRA BrokerCheck + SEC Investment Adviser Public Disclosure (IAPD)
PRIVACY POLICY:
Last Updated: November 17th, 2025
CRN202511-1801-EXP-11/27
Your privacy is important to us. This Privacy Policy explains how Lashkari Wealth Management & Insurance Solutions collects, uses, and protects your personal information.
Information We Collect:
• Contact information (name, email, phone, address)
• Financial information necessary to provide advisory services
• Information you provide through forms on our website
How We Use Your Information:
• To provide financial planning and advisory services
• To communicate with you about your account
• To comply with legal and regulatory requirements
Information Sharing:
• We do not sell your personal information
• We may share information with service providers (including custodial firms, CRM platforms, insurance carriers) necessary to deliver our services.
• All vendors execute Data Processing Agreements and comply with industry security standards.
• We may disclose information as required by law
Data Security:
• We implement appropriate security measures to protect your personal information.
• We limit access to personal data to authorized personnel and service providers who require it to perform their duties
Your Rights:
• You have the right to access, correct, or delete your personal information.
• You may execute these rights by contacting us directly
Data Retention:
• We retain client records for a minimum of seven years following relationship termination, as required by SEC Rule 204-2 and FINRA Rule 4512.
• Certain records may be retained longer when required by law, regulation, or for legitimate business purposes.
TERMS OF SERVICE:
Last Updated: November 17th, 2025
CRN202511-1802-EXP-11/27
Website Use
• By accessing this website, you agree to these Terms of Service.
• This website is for informational purposes only and does not create an advisory relationship.
No Client Relationship
• Visiting this website or submitting a contact form does not establish a client-adviser relationship.
• An advisory relationship is established only through a signed agreement.
No Investment Advice
• Content on this website is for educational purposes and does not constitute investment, legal, or tax advice.
• Consult with qualified professionals before making financial decisions.
Accuracy of Information
• While we strive for accuracy, information may become outdated.
• We make no warranties regarding completeness or accuracy of website content.
Limitation of Liability
• Lashkari Wealth Management & Insurance Solutions is not liable for any decisions made based on website information.
External Links
• Our website may contain links to third-party websites.
• We are not responsible for their content or privacy practices.
Governing Law
•
These Terms are governed by California law.
SOCIAL MEDIA POLICY:
Last Updated: November 17th, 2025
CRN202511-1803-EXP-11/27
Content Purposes
Social media content is provided for educational and informational purposes only. Posts, comments, and shared content do not constitute:
• Investment advice or recommendations
• An offer to sell securities or insurance products
• Personalized financial planning
• Legal or tax advice
• A solicitation for advisory services
No Client-Adviser Relationship
• Interacting with our social media content (including likes, comments, shares, or direct messages) does not establish a client-adviser relationship.
• Advisory relationships are established only through formal written agreements after appropriate disclosures and compliance procedures.
Third-Party Content
• We may share or link to third-party content for educational purposes.
• We do not endorse and are not responsible for the accuracy, completeness, or reliability of third-party information.
• Any reliance on third-party content is at your own risk.
User Comments and Engagement
Comments, questions, and interactions on our social media platforms are welcomed. However:
• Comments do not constitute personalized advice
• We reserve the right to delete inappropriate, offensive, or non-compliant content
• We may not respond to all comments or messages
• Do not share confidential personal or financial information through social media
• SEC and FINRA regulations govern our social media communications
Testimonials and Reviews
Testimonials or reviews shared on social media are subject to SEC and FINRA advertising rules. Any testimonials:
• May not be representative of all client experiences
• Are not indicative of future performance
• May have been compensated or incentivized (if applicable, disclosed)
• Do not guarantee similar results for other clients
Intellectual Property
• All content posted on our social media channels, including text, graphics, logos, and images, is the property of Lashkari Wealth Management, LLC or our licensors.
• Unauthorized use, reproduction, or distribution is prohibited.
Monitoring and Compliance
• Social media communications are subject to firm supervision and regulatory oversight.
• We monitor and archive social media content as required by SEC and FINRA regulations.
• All social media activity must comply with applicable securities laws and regulations.
Official Social Media Channels
• Lashkari Wealth Management & Insurance Solutions maintains official presence on select social media platforms for business purposes.
• Our official channels are listed on this website and are verified with our firm name and branding.
Principal Address: 100 Bayview Circle #2200, Newport Beach, CA 92660